Legal Documentation

Business activities

The business of Renell Wertpapierhandelsbank AG is continously monitored by the Deutsche Bundesbank and the Federal Financial Supervisory Authority (BaFin). Besides Renell Wertpapierhandelsbank AG is associated with the “Entschädigungseinrichtung der Wertpapierhandelsunternahmen (EdW)”.The company was granted permission by BaFin, to operate in the following businesses:

  • Financial Brokerage (§1 Abs. 1 Satz 2 Nr. 4 KWG)
  • Investment Brokerage (§ 1 Abs. 1a Satz 2 Nr. 1 KWG)
  • Acquisition Agent (§ 1 Abs. 1a Satz 2 Nr.2 WKG)
  • Investment Advice (§ 1 Abs. 1a Satz 2 Nr. 1a KWG)
  • Asset Management (§ 1 Abs. 1a Satz 2 Nr. 11 KWG)
  • Proprietary Trading (§ 1 Abs. 1a Satz 2 Nr. 4 KWG)
  • Own Business (§ 1 Abs. 1a Satz 3 KWG)
  • Factoring (§ 1 Abs. 1a Satz 2 Nr. 9 KWG)
  • Financial Leasing (§ 1 Abs. 1a Satz 2 Nr. 10 KWG)

Information to the handling of Conflicts of Interest

Renell Wertpapierhandelsbank AG aligns his business activities to the goals and interests of his clients. The adherence to market standards and lawful conduct, professionalism, diligence and honesty are therefore natural for Renell Wertpapierhandelsbank AG. Nevertheless, in view of the different involved parties and business activities of Renell Wertpapierhandelsbank AG the appearance of potential conflicts of interest is not excluded.

Disclosure report of the Renell Wertpapierhandelsbank AG

This report sets the Renell Wertpapierhandelsbank AG to the disclosure requirements according to § 26a para. 1 of the Banking Act in connection with § 435 ff. CRR. This report puts the recipient in a position to give a full picture about the current risk profile and risk management of Renell Wertpapierhandelsbank AG.

Legal Entity Identifier (LEI)

391200KFWD74ZYNEEA30

Renell Wertpapierhandelsbank AG / Renell Corporate Finance GmbH

Parts of the offered services within the conjointly web presence www.renellbank.com, in particular permission-free consulting services in investment banking is to be provided by Renell Corporate Finance GmbH which is legally independent of Renell Wertpapierhandelsbank AG. All services which require permission and services which require a stock exchange membership were provided by Renell Wertpapierhandelsbank AG.